Section 06 / 11

Shari'ah Governance in Takaful

12 min

Shari'ah Supervisory Board (SSB) Requirements

Per: "A Shari'ah Supervisory Board shall be formulated for issuance of Fatawa (plural: Fatwa, i.e. juristic opinion) that are binding to the company, and establishment of an internal unit for Shari'ah monitoring and auditing."

Board Composition: Typically 3-5 qualified Islamic scholars. Scholars should have: (a) Deep knowledge of Islamic jurisprudence; (b) Understanding of contemporary financial instruments; (c) No material financial interest in the operator (independence requirement).

Board Authority: The SSB's Fatawa are BINDING on the operator. The operator cannot: (a) Reject a Shari'ah opinion of the SSB; (b) Take action contrary to an SSB ruling; (c) Implement a product without SSB approval.

Product Approval Process

Step 1 — Operator Design: Takaful operator proposes a new product (e.g., Cyber Takaful, Construction Takaful) with: (a) Product structure and terms; (b) Underwriting guidelines; (c) Claims procedures; (d) Surplus distribution method.

Step 2 — Shari'ah Review: SSB reviews the proposed product against: (a) the Islamic Insurance standard principles (Tabarru', separate accounts, donation commitment); (b) Shari'ah prohibitions (is covered risk Haram?); (c) Overall structure (is it genuinely cooperative or disguised interest-based insurance?)

Step 3 — SSB Approval/Rejection: SSB issues a Fatwa approving or rejecting the product. If rejected, operator must revise. If approved, operator can offer to customers.

Step 4 — Ongoing Monitoring: SSB monitors: (a) Investment portfolio of policyholders' fund (confirm Shari'ah compliance); (b) Claims processing (confirm indemnity calculations are just and per policy); (c) Surplus distribution (confirm compliance with the Islamic Insurance standard methods).

Key Governance Questions for SSB

QuestionShari'ah Consideration
Is the proposed coverage Shari'ah-compliant?Operator cannot offer Takaful for Haram items (alcohol products, pork, gambling, weapons). the Islamic Insurance standard prohibits "provision of insurance coverage for Shari'ah-banned items, activities or purposes."
Are contributions truly donations?Policy documents must explicitly state that contributions are donations (Tabarru') to the fund, not premiums to operator. Per, this MUST be stipulated in policy terms.
Is investment Shari'ah-compliant?Fund assets must be invested in Shari'ah-compliant instruments (Sukuk, stocks of compliant companies, real estate, Murabahah). NO interest-bearing bonds, NO equities of Haram sectors.
Is surplus distribution fair?the Islamic Insurance standard permits four methods (distribution by contribution %; to non-claimants only; net of claims; SSB-approved alternatives). Operator must choose ONE transparent method and disclose upfront.
Does operator have proper incentive controls?Operator compensation must NOT incentivize claim denial. Wakalah fee should be reasonable, not excessive. If Mudarabah, operator's share of investment returns must be disclosed and capped.
Are separated accounts maintained?the Islamic Insurance standard requires two accounts. Operator account and policyholders' account must be genuinely separate, with independent accounting and reporting.

Compliance Monitoring Unit

Per, every Takaful operator must establish an "internal unit for Shari'ah monitoring and auditing." This unit: (1) Reviews transactions for Shari'ah compliance; (2) Monitors investment portfolio; (3) Audits compliance with SSB Fatawa; (4) Reports non-compliance to operator management and SSB; (5) Prepares annual Shari'ah compliance report for management and SSB review.